Responsibilities: Handle enquiries from internal and external stakeholders, including regulators, law enforcement agencies, and counterparties, on investigation requests, trade-related enquiries, information demands, business-related enquiries, inspections, and regulatory questionnaires; Conduct compliance reviews and monitoring exercises, identify potential gaps, and monitor the remediation progress of corrective actions; Support preparation and maintenance of regulatory filings, internal re...

OverviewA leading Chinese investment bank in Hong Kong, backed by a major Chinese banking group, is seeking a senior Legal and Compliance professional to lead its Legal & Compliance function. This is a hands-on leadership role reporting directly to the CEO, with responsibility for a team of approximately five professionals. The role places particular emphasis on Investment Banking Division (IBD) compliance - especially IPO sponsoring activities - and SFC licensing matters. The successful candid...

Calling all innovators - find your future at Fiserv.We re Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another millions of times a day - quickly, reliably, and securely. Any time you swipe your credit card, pay through a mobile app, or withdraw money from the bank, we re involved. If you want to make an impact on a global scale, come make a differe...

Legal Entity Controller (Bangalore)About StripeStripe is a financial infrastructure platform for businesses. Millions of companies-from the world s largest enterprises to the most ambitious startups-use Stripe to accept payments, grow their revenue, and accelerate new business opportunities. Our mission is to increase the GDP of the internet, and we have a staggering amount of work ahead. That means you have an unprecedented opportunity to put the global economy within everyone s reach while doi...

{"description": " Exceptional opportunity for a Banking lawyer to make the move overseas and join a top tier Australian law firm based in their offices in Brisbane. The firm are particularly interested in Banking Lawyers from the UK and Ireland interested in relocating to Australia. Role Profile: Our client is a leading international law firm and they are looking to hire a banking lawyer with circa 1-7 years PQE and a strong background in banking & finance law. Working as part of a natio...

Who we areAbout StripeStripe is a financial infrastructure platform for businesses. Millions of companies-from the world s largest enterprises to the most ambitious startups-use Stripe to accept payments, grow their revenue, and accelerate new business opportunities. Our mission is to increase the GDP of the internet, and we have a staggering amount of work ahead. That means you have an unprecedented opportunity to put the global economy within everyone s reach while doing the most important wor...

A well-known Asset Management firm is expanding its business and seeking a high-calibre Fund Legal Manager to join their team. Job DescriptionManage the full lifecycle of asset management products, designing and iterating legally sound solutions that meet market demands (e.g., Cayman fund structure documents, transaction agreements, client agreements, segregated mandate agreements, etc.). Draft, review, and negotiate routine business contracts and legal documents (including but not limited to ...

Responsibilities: Assist in supervising the compliance of the bank when applying AI technology, conducting daily compliance check, and supporting compliance needs of departments Assist in executing AI compliance check to ensure systems comply with regional and international regulations (such as GDPR, Hong Kong Personal Data (Privacy) Ordinance, etc. Support the formulation and update of compliance policies and assist in writing related documents. Assist in evaluating the transparency and exp...

We are working with four separate law firms to look for paralegals across various specialisms. Each role focuses on a specific area such as IPOs, M&A, Funds and Banking. If you are interested or have experience in any of these areas, feel free to apply so we can discuss the most relevant role for you. Key Responsibilities: Assist solicitors in the preparation of legal documents, including briefs, pleadings, contracts, and discovery materials. Conduct legal research and gather relevant informa...

Key Areas of ResponsibilitiesProvide legal support mainly to FICC, Futures and Commodities business teams based in Hong Kong and other regions Advises on a wide range of debt financing structured products/financings, derivatives transactions. Provides legal advice and manage debt financing transactions relating to OTC derivatives and structured debt issuances across all underlying asset classes (in particular, fixed income, funds and commodities). Draft or review various transaction documents...

Key Areas of ResponsibilitiesProvide legal support mainly to Wealth Management teams based in Hong Kong and other regions Drafting and advising on Wealth Management related documentation Proactively identify issues related to the business and provide commercially pragmatic advice to the business team Providing legal support to regional offices and participating in regional projects and initiatives. Advise business teams on various legal, structural, reputational and other transaction-relate...

We re seeking someone to join our team as an Analyst in Legal & Compliance division. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm s management of legal, regulatory and franchise risk. This is an Analyst level position within the Legal Operations team for LGU Analyst, this team is responsible for reviewing and analyzing any form of legal process (levies, garnishments, subpoenas, temporary restraining orders,...